FCA Authorisations: what firms need to know in 2021
In this 60-minute webinar, we discuss the definitive guide to FCA Authorisations in 2021.
We were delighted to be joined by leading compliance and regulatory consultancy group Complyport for this session, as we take a detailed and actionable look at some of the most prevalent industry topics regarding applications and authorisations. Ranging from FCA case officer questions to ways to evidence that senior managers are competent, we examine what it means to be truly ready, willing, and organised to comply in 2021.
• What questions are FCA case officers asking applicants in 2021?
• Why the regulator rejects authorisations
• How to assure the regulator that senior managers are competent
• How to maintain and evidence ongoing FCA compliance
Date: 29th April 2021
Time: 10.30 am
For more information about how our award-winning Artificial Intelligence, Clever Nelly, can help you to improve employee performance and evidence compliance, book a discovery session with our team below.